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Upward vs. Downward Communication [Definition, Problems, Solutions]

 

Clear and effective communication is essential in any workplace. However, many times, the conversation of business communication can center around company branding and its impact on the consumer. For a company to be efficient in serving consumers, they must first address ways to improve their own team’s internal dialogues. Work environments contain a diversity of personality types and different styles of digesting communications. However, there are two primary forms which dominate the internal workspace.

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part 1

Is Communication Based on Hierarchy?

While the culture of American management favors an egalitarian, and relaxed approach, the main forms of communication in the workplace do reflect a relation to company hierarchy. Downward communication is formal messaging relayed to employees through a chain of command. These messages are authoritative and typically include information regarding policies, procedures, and significant notices that are pertinent to the organization. Top level management can reach employees in various ways that include speeches, meetings, memos, and messages through digital mediums. Usually, the goal is to keep all team members within the organization on one page with clear messaging.

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On the other side of the spectrum is upward communication. This is where employees initiate interaction with executives and managers. These are characterized by notifying upper management of suggestions, complaints, or innovative ideas that could be utilized in their department. Upward communication is widespread in companies that value a democratic and inclusive environment that encourages employees to voice their opinions about processes within the workplace actively. However, about downward communication, upward is probably less frequent and structured.

  1. Downward Communication: A Problem of Speed and Clarity

    According to a 2015 Gallup study, employee engagement increases when managers provide consistent and clear communication. So, management that incorporates a routine downward communication strategy has the right idea. Internal communication from management can help prevent silos by delegating duties and policy across departments and depending upon the tone of messaging can make management more approachable. However, there are some known issues with downward communication.

     

    Since messaging trickles down through a “chain of command,” the original intent and motivation of the communication can be distorted. Specific details could be left out or altered to benefit the person delivering the messaging. Downward communication, in its purest form, does not leave room for an immediate response from subordinates, and the result is that one-way messaging can come off authoritative and closed off to feedback. Also, because of the number of eyes who need to see the communication, downward communication can be a slow-moving process.

  2. Upward Communication: The Importance of Management Buy-In

    When a robust upward communication culture exists in a company, it motivates employees to feel they can share feedback about company processes and culture with upper management. Upward communication is one of the primary indicators of a healthy level of employee engagement. One of the most critical factors in keeping employees engaged is encouraging an environment where employees can come to managers about any concerns they have. If the culture is important, then upward communication can aid overall creativity and make employees feel they have a voice in approaching company goals and objectives.

     

    While there are many positives to this form of communication, there are some issues that management needs to address to implement any upward communication strategies effectively. If an openness to employee ideas or suggestions is not uniform throughout middle and upper management, then employees could fear retribution for bringing any complaints or constructive criticism to top level management. Distortion of messaging is also a problem here. If immediate managers are not comfortable with the message from their employees, upper management could hear a different messaging than the one intended. Also, top-level executives could entirely miss out on suggestions, complaints, or criticisms if middle and lower managers are unwilling to deliver the communications. A comprehensive and structured upward communication strategy that is not only discussed but implemented is vital to prevent these and other relevant issues.

part 2

How Can Management Solve Issues Surrounding Upward and Downward Communications?

Solutions to Downward Communication Issues

  1. The landscape of communication has become increasingly digital. Therefore, there are multiple ways for management to convey information about simple and more complex topics using mediums that today’s worker frequently uses. In addition to quarterly meetings or email memorandums, top level management can reach out through an in-house company blog or Status Platform feeds that cover formal and informal topics.
  2. To prevent distortion, communication from upper management should encourage employees to approach those in charge of the message to clear up any confusion or answer any questions regarding the correspondence. This makes top management approachable and sends a message that they care about how employees interpret their messaging.
  3. Status Platform can be useful for storing previous messages that employees can refer back to, and depending upon the capabilities can allow employees to submit questions or comments. It can also cut down on the amount of correspondence sent to email since essential messages can reside there indefinitely.
  4. Any correspondence regarding the enforcement or introduction of rules will naturally be authoritative. Therefore, it is vital for messaging to be clear and informative without utilizing a tone that is a turnoff to employees. It is best to consult with the company’s communication department for tips on the best language to use.

Solutions to Upward Communication Issues

  1. To prevent the distortion of messaging of low-level management to upper management, the line of communication should be short. There should be key representatives that employees feel comfortable communicating with, especially if there is a fear that immediate supervisors can change or prevent the messaging.
  2. While downward communication can be formal, there should also be a structured and transparent process for employees to communicate with upper management. This method should be publicized and made known to anyone who is interested in participating. Whether it is a suggestion feed on Status Platform or open-door office hours, there need to be a variety of ways for low and mid-level employees to reach upward.
  3. Upper management should create a culture of listening within the company. Much of this can start with mid-management, and supervisors who interact with low and mid-level employees. They should be encouraged to have an open-door policy that invites discussion or suggestions without fear of retribution. Human resources could be used to train supervisors on how to handle more severe complaints and issues.
  4. Upper management can increase quality feedback from low to mid-level employees by acknowledging suggestions or ideas that are creative and can benefit the organization. Upper management should also make an effort to implement any plans given and give credit to the person who made the suggestion. This significantly increases engagement and investment in the company.

part 3

How Are Other Companies Implementing Effective Upward and Downward Communication Strategies?

According to a 2017 Gallup Poll, only 33 percent of workers within the United States felt engaged at work. This number dropped 50 percent when employees from around the world were included. Healthy and meaningful communication between upper management and low to mid-level employees impacts engagement. Some companies recognize this and have incorporated creative ways to streamline internal communication.

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  • Inspire New Ideas and Collaboration

    Follet, an education-focused organization, received feedback from employees who wanted a way to contribute ideas and collaborate with other employees. Management at the company realized the importance of giving employees a voice and they implemented a solution which allows employees to easily contribute suggestions and ideas to upper management and other employees. In mere months following the launch, the company had almost 500 suggestions with the company implementing ones that fit.
    Tip: Check Status Platform – a ready-to-go solution to gather insights and suggestions from employees.

  • A Simple Way to Better Communication: Ask What Workers Want to Hear

    The CEO of CHI Health recognized his organization was suffering from a lapse in communication from upper management to mid-level supervisors. The CEO utilized a team to survey managers about the downward communication issues they were experiencing, and there was no shortage of issues. Employees were receiving executive communications before their supervisors, correspondence was often overwhelming, and leaders were not given the tools to answer employee questions. To handle these problems, the CEO agreed to incorporate a technical solution and weekly updates that included information supervisors, and their staff found directly relevant. Follow-up research revealed that employees were significantly satisfied with the new modes of communication, and the new leader homepage drew 93 percent overall satisfaction.
    Hint: Read more info and case studies on implementing daily and weekly updates for effective communication.

  • Stellar Communication Starts at the Beginning

    Employee onboarding is one of the best opportunities companies have to introduce new hires to processes, procedures, and the company culture. Unfortunately, many organizations do not recognize the importance of employee onboarding as a way to facilitate upward and downward communication. Ball Corporation, a manufacturing and packaging organization, acquired a competing organization. Ball executives were left in the challenging position of uniting the employees of competitors with their own, but they rose to the challenge. Ball’s team implemented “The Power of Day One” campaign that formally welcomed the new employees and leaders, provided a newsletter that shared essential messaging and information and showed welcome videos from executives. In a post-event survey, 99 percent of new employees felt welcomed. This interaction sets the tone for positive communication in the future. Read more details on how to design an effective employee onboarding process in our in-depth article here.

  • There is a Cost to Poor Communication

    A report called The Cost of Communication, revealed the actual monetary cost companies experience because of an abysmal communication strategy. Among the 400 companies surveyed, poor communication cost each an average of $62.4 million. Effective communication matters and when companies begin to approach upward and downward communication with a strategic plan, they see increases in employee engagement and profit.

Status Platform is a cloud solution for effective upward and downward communication. It brings a more light-hearted tone to messaging making it easily digestible, and makes it easy for upper management to provide and receive updates regularly.

How to use Status Platform for effective upward and downward communication:

  1. Downward communication:
    a) Build trust and improve leadership communication by sharing regular updates and reasoning behind your decisions.
    b) Share information about company announcements, branch news, new hires, etc.
    c) Share company goals and objectives regularly.
  2. Upward communication:
    a) Easily implement daily or weekly status updates for your team members by creating a status feed “How did you contribute to the team’s goals this week?”.
    b) Create automated scheduled questionnaires with questions like “How can we improve?”.
    Status Platform allows you to configure granular access permissions to set up who can view the answers (optional).
  3. For recurrent questionnaires: no one forgets to answer because Status Platform sends automated reminders according to the recurrence schedule you chose.
  4. Increase workplace satisfaction by improving transparency:
    Each status update has a separate section for comments, which is used by team members to clarify information, including upcoming goals, and by leaders to provide feedback and coordinate better without micromanagement, post congratulations and acknowledge job well done.
  5. Use status updates for future reference and decrease time and efforts spent on monthly, quarterly, and yearly reporting thanks to powerful filtering and export features.
  6. Optionally, enrich reports with the latest updates automatically added from web apps your team uses (such as project management tools, version control systems, support systems, financial applications, CRM, etc.) by connecting these apps to your status feed.
  7. Spend less time on meetings by making them more productive because everyone is on the same page at all times.
  8. Sharing: Status updates can be either
    — exported to files and printed, or sent by email;
    — shared with manager online; or
    — shared online as company-wide or team-wide status reports, i.e., all team members share their progress with each other.

How to configure status updates:

Step 1:

  • Create a “Status Report” applet — customize our preset forms or easily create a new form in minutes.
  • Setup reminders if you want your team members to receive automatic reminders when their reports are due.
  • Configure who will submit reports by choosing the “Participants” tab.

Step 2: Users will click the “Open Submission Form” button to fill in and submit the report.

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form template

Data such as the report type, date and name will be added automatically.

As soon as a new status report is added, participants with “View” rights can view it in real time.

Options:

  • Set the status applet as “Team-wide” if you want all team members to view each other’s status reports.
  • Alternatively, you can make every participant to view his/her own reports only. Manager/stakeholders will view all reports.
  • Add, remove, and assign new team members at any time.

As soon as a new status update is added, participants with “View” rights can view it in real time when they log in to their accounts. They will also automatically receive emails with the full text of status updates.

Done!

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